WebYes. Rule 701. Yes. For the offerings that are potentially subject to state registration or qualification, each state’s securities laws have their own separate registration requirements and exemptions to registration requirements. Even if the offering is not subject to state registration or qualification, there may still be state notice ... WebNORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION750 First Street NE, Suite 990 Washington, DC 20002 202-737-0900
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WebSecurities Division 2 South Salisbury Street Raleigh, NC 27601 (919) 814-5400 (800) 688-4507 [email protected] What laws govern the offer, sale and purchase of securities? Where can I find the state laws governing securities offers, sales and purchases? What forms do I need to apply for a securities registration, exemption or notice filing? WebThe Electronic Filing Depository, or EFD, is a website developed by the North American Securities Administrators Association, Inc. (“NASAA”). For more information on NASAA, please visit our website at http://www.nasaa.org. EFD is an internet accessible database that allows for the electronic submission of certain state securities filing material. WebUniform Securities Acts. Uniform Forms. CRD & IARD. Investor Education. Overview. Investor Advisories. What Type of Investor Are You? Just Getting Started; Mid-Career; ... NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION750 First Street NE, Suite 990 Washington, DC 20002 202-737-0900 strathroy police background check